granting of such approval shall be in accordance with the rules, conditions and procedures as specified by the SEC. The establishment of a branch office of a financial institution established in accordance
special holiday schedule established for financial institutions and specialized financial institutions for the year 2024, in accordance with the Government’s policy.
not cause any conflicts of interest or has established effective policy and measures for prevention of conflicts of interest. (Translation) -3- Clause 5. The management company shall submit to the
not cause any conflicts of interest or has established effective policy and measures for prevention of conflicts of interest. Clause 5 . The management company shall submit to the Office the following
issued securities. The proposal aims to accommodate a new holding company established as a result of shareholding and business restructure. The newly established holding company is therefore unable to
regulatory association approved by the Securities and Exchange Commission; “Mutual fund” means any mutual fund established under the laws governing securities and exchange; “Marketing agent of fund manager
the Securities and Exchange Commission; “Mutual fund” means any mutual fund established under the laws governing securities and exchange; (Translation) 2 “Marketing agent of fund manager” means any
association approved by the Securities and Exchange Commission; “Mutual fund” means any mutual fund established under the laws governing securities and exchange; (Translation) 2 “Marketing agent of fund manager