ปฏิบติัไดต้รงกนั ส านกังานจึงขอซกัซอ้มความเขา้ใจในเร่ืองต่าง ๆ ดงัน้ี (1) การก าหนดเวลาในการรับค าส่ังซ้ือขายหน่วยลงทุน (“cut off time”) บริษทัหลกัทรัพยจ์ดัการกองทุน (“บลจ.”) และบริษทันายหนา้ซ้ือขาย

เรื่องต่าง ๆ ดังนี้ (1) การกำหนดเวลาในการรับคำสั่งซื้อขายหน่วยลงทุน (“cut off time”) บริษัทหลักทรัพย์จัดการกองทุน (“บลจ.”) และบริษัทนายหน้าซื้อขายหน่วย

of December 2020.   In any case, to be eligible for the waiver or the rate cut of annual fee, the securities issuers must not have a record of criminal fining or criminal complaint for failure to

bonds. This will remove procedures and cut unnecessary costs. Offerings to institutional investors, venture capital firms, private equity firms, as well as their directors and employees, will be able to

IT-related risks arising from the use of technology;           (5) To Improve other details of the rules to better communicate the intent of the oversight and enable effective risk control

International Standard on Quality Management, which will become effective on 15 December 2022, requires that audit firms communicate with third parties regarding their audit quality management system.”  The SEC

all main areas in the capital market. Annually, these projects help to reduce burdens and operating costs of the private sectors involved worth 153.32 million baht, and cut down 48,210 hours of

and then inform the client afterward. {A} admitted that her client had authorized her to help adjust the client's investment portfolio to cut losses in the account. She also confirmed the trading with

details of the rules to better communicate the intent and enable effective risk control implementation.The consultation paper is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=998  and the

arising from the use of technology; and  (5) To Improve other details of the rules to better communicate the intent and enable effective risk control implementation.The public hearing documents are