meeting aimed to communicate the expectations, revised regulatory framework, and the operational guidelines for the compliance unit of ICO portals. Approximately 30 participants attended, including senior
’ inquiries on the matter, as well as to communicate the facts clearly to their customers.In this regard, investors are advised to follow updates and information via the SEC’s website and Facebook page, as well
first assessment, all listed companies are expected to achieve Level 1, signifying intent to comply with laws and regulations with ability to communicate with all stakeholders.Vorapol Socatiyanurak, SEC
IT-related risks arising from the use of technology; (5) To Improve other details of the rules to better communicate the intent of the oversight and enable effective risk control
International Standard on Quality Management, which will become effective on 15 December 2022, requires that audit firms communicate with third parties regarding their audit quality management system.” The SEC
Bangkok, January 23, 2012 - The SEC has revoked approval status of three investor contacts and suspended another for dishonest conducts and disclosure of client confidential information, effective
information security which contains at least the following measures: (1) in case of teleworking or using mobile devices, the security measures shall be properly sufficient for confidential or critical
sufficient for confidential or critical information. In this regard, the mobile devices shall be registered prior to the intended use and such registration shall be reviewed at least once a year and upon any