for review by the Office when requested. Notified this 1st day of March 2007. Thirachai Phuvanatnaranubala (Mr. Thirachai Phuvanatnaranubala) Secretary-General The Office of the Securities and Exchange
) Secretary-General The Office of the Securities and Exchange Commission Note : The rationale for the issuance of this Notification is as follows: Securities companies are required to have proper risk
Phuvanatnaranubala) Secretary-General The Office of the Securities and Exchange Commission
appointment of the arbitrator. Notified this 14th day of May 2008. (Mr. Thirachai Phuvanatnaranubala) Secretary-General The Office of the Securities and Exchange Commission Notification of the Office of the
appointment of the arbitrator. Notified this 14th day of May 2008. (Mr. Thirachai Phuvanatnaranubala) Secretary-General The Office of the Securities and Exchange Commission
on this 17th Day of October 2007 (Mr. Thirachai Phuvanatnaranubala) Secretary-General Office of the Securities and Exchange Commission
. Notified on this 17th Day of October 2007 (Mr. Thirachai Phuvanatnaranubala) Secretary-General Office of the Securities and Exchange Commission
. -Signature- (Thirachai Phuvanatnaranubala) Secretary-General Office of the Securities and Exchange Commission Note : The rationale for issuing this Notification (1) to revise the qualifications of the
Notification. Notified this 14th Day of October 2009. -Signature- (Thirachai Phuvanatnaranubala) Secretary-General Office of the Securities and Exchange Commission Note: The rationale for issuing this