: Rules on Personnel in the Capital Market Business dated 3 June 2014.
executives of securities issuers and listed companies in accordance with the rules prescribed in the SEC Notification** and consequently is not allowed to hold the positions of director and executive at any
business personnel under Clause 31(2) of the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business dated 3 June 2014, which has
promotes self-awareness of all sectors regarding the benefits of good corporate governance and thus voluntary compliance with CG principles as opposed to merely abiding by the rules. This includes improving
. ________________ *Violation of Clause 23(1) under the Notification of the Capital Market Supervisory Board No. Tor Lor Thor 8/2557 Re: Rules on Capital Market Business Personnel dated 3 June 2014, which is deemed a
ตามที่สถาบัน Future Investment Initiative Institute (FII) มีหนังสือเรียนเชิญ เลขาธิการ ก.ล.ต. เข้าร่วมเสวนาในหัวข้อ “Writing the Rules of Crypto” ในงานสัมมนานานาชาติ FII ครั้งที่ 6 เพื่อร่วมแลก
take precaution to ensure that only the SEC approved investment consultants are allowed to give advice to the investors. Their compliance with the relevant rules must also be completely fulfilled; for
undertaking as well as to protect investors? best interest.?The four key areas are:?1. Provisions on Stock Exchange: The proposed revisions include (1) granting the power to approve the rules on securities
accounts were for the benefit of Shine. Nonetheless, there was no record of Shine?s report on his acquisition or disposal of such shares required to be filed with the SEC under the relevant rules which
Hospital project, the Company need to comply with the disclosure requirement under the notification of the Capital Market Supervisory Board No.TorJor 20/2551, Rules on Entering into Material Transactions