sort out the training and renewal requirements during the social distancing period. In this regard, fund managers, derivatives fund managers, investment analysts, investment consultants and investment
accommodate the HK-TH MRF project. In this regard, SEC applies the same principles for supervising the ASEAN Collective Investment Schemes (ASEAN CIS) and the Asia Region Funds Passport (ARFP), for which
investment account. In this regard, investors are usually requested to give the same information repeatedly when open a new account with different intermediaries. Such redundancy causes inconvenience and a
be useful for policy making with regard to exchange rates and financial system in an effective and timely manner.The SEC therefore proposes to revise relevant regulations to require securities
suggests that digital asset transactions be executed through licensed digital asset business operators that are supervised by regulators to ensure that such investment is protected by law. In this regard
was sufficient and appropriate with regard to the audit of the revenue and the accrued income which were material to the financial statements, causing her to fail to detect the fictitious revenue and
regard, governmental policy and a sound regulatory framework are among the key factors for supporting M&A efficiency without compromising the right balance between facilitating business transactions and
. This allow the analysis on asset allocation. In this regard, the information provided through the API channel is suitable for organizations, capital market entrepreneurs who can use raw data for
." In this regard, the said cooperation is in line with SEC's mission in the enforcement of law against offenders according to the Securities and Exchange Act B.E. 2535 (1992) and other laws which are
Committee has conducted a public hearing in this matter to seek comments from state officials, stakeholders of respective agencies, service users and the public. In this regard, SEC has drafted the SEC’s