, securities dealing or securities underwriting of investment units without undertaking custody of clients’ assets; (2) a securities company which obtains a securities business license in the category of
business in the category of securities brokerage, securities dealing, securities underwriting or mutual fund management, excluding the financial institution established under other law and licensed to
providing securities underwriting service or services limited as online branch office, or in case of the online branch office, the securities company shall extend its office hours to not early than 7.00 A.M
increasing in earning from underwriting fee by Baht 3.45 million. 3. The Consolidated and the separated statements recorded Baht 52.64 million and Baht 52.58 million as gain and return on financial instruments
% compare with the same period of 2018. This was the result of decreasing in earning from research fee by Baht 13.93 million and financial advisory fee by Baht 5.29 million, while increasing in underwriting
fee by Baht 8.49 million and underwriting fee by Baht 1.74 million. 3. The Consolidated and the separated statements recorded Baht 34.12 million as interest income on margin loans, which decreased by
result of decreasing in earning from underwriting fee by Baht 14.11 million, research fee by Baht 8.49 million and financial advisory fee by Baht 4.51 million. 3. The Consolidated and the separated
Commission) Report on Underwriting of Securities that are Debt Instruments 3. Notification of the Office of the Securities and Exchange Commission 11/2543 14/03/2000 03/04/2000 4. Notification of the
. 55/2552 Rules, Conditions and Procedures for Brokerage, Dealing and Underwriting of Investment Units 03/08/2009 01/09/2009 12. Notification of Capital Market Supervisory Board TorKhor. 56/2552 Rules