order to engage in securities transactions on behalf of its clients (omnibus accounts), securities company may merely conduct the KYC/CDD on the financial institution instead of the financial
anonymous or fictitious names in opening of accounts or conducting securities transactions. Clause 12. In case where an account is opened by a financial institution in order to engage in securities
financial institution in order to engage in securities transactions on behalf of its clients (omnibus accounts), securities company may merely conduct the KYC/CDD on the financial institution instead of the
the case where the derivatives broker will engage in a derivatives contract with a client as a counterparty, the derivatives broker shall inform the client of such position and obtain a written consent
accordance with the criteria prescribed and notified by the SEC Office; (5) in the case where the derivatives broker will engage in a derivatives contract with a client as a counterparty, the derivatives
accordance with the criteria prescribed and notified by the SEC Office; (5) in the case where the derivatives broker will engage in a derivatives contract with a client as a counterparty, the derivatives
, Rayong Province. (b) Power plants under the Tender Offeror’s joint venture: which engage in the businesses of generation and sale of electricity produced from various types of energy, both domestic and
shareholder (except the Company) agrees that he/she shall not engage in a competitive business and/or shall have any interest in conflict of the business pursuant to the objectives of Planet, whether directly
engage in the business of generating and selling electricity with the Provincial Electricity Authority (PEA), which is the production of electricity from combustion of biogas from concentrated wastewater
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