due regard to the information needs of its clients, and communicate information to them in a way which is clear, not distortion and not misleading; (11) clients’ relationships of trust An intermediary
-Process (KYP) due diligence. This is to ensure that clients who are foreign securities companies acknowledge and understand the relevant regulations and effectively communicate these regulations to their
environmental action plan in place. Additionally, they must communicate progress on these matters to investors according to specified criteria. 2. To strengthen the roles and responsibilities of AMCs: In
SEC, thus providing basic information for investors’ decision making and self-protection against capital market frauds. The mobile app is also a convenient channel for the SEC to communicate and keep
-corruption or anti-involvement-in-corruption policies through the 56-1 One Report.Regarding future cooperation, the SEC and relevant agencies will jointly communicate further with listed companies on good
computer network systems; 13 (5) communicate protection measures with the users and arrange for the users to sign for acknowledgement and awareness of usage risks and the guidelines to control such risks; (6
computer network systems; (5) communicate protection measures with the users and arrange for the users to sign for acknowledgement and awareness of usage risks and the guidelines to control such risks; (6
installation of telecommunication network and signal equipment. Related technology business In 2018, the Group generates revenue of Baht 1,858 million from related technology business, which is increased by Baht
Operating System for Communication with and Providing Services to Clients ___________________ Clause 5/1 To communicate with and provide services to clients under Clause 12(3/1) and Clause 25/1 of the
System for Communication with and Providing Services to Clients ___________________ Clause 5/1 To communicate with and provide services to clients under Clause 12(3/1) and Clause 25/1 of the Notification