Consumer Protection and Financial Service Provider Supervision Department, with Mr. Papinvich Waidee, Senior Economist, Bureau of Policy on Financial Benefit Protection System, Fiscal Policy Office (FPO
The SEC has improved the procedure for handling complaints from investors and the general public to ensure better service quality. The new procedure includes three phases of clearer status updates to
Before providing investment service in the capital market, intermediaries, such as securities companies and asset management companies, must know their investors or clients’ detailed information
SEC is proposing to codify and revise notifications prescribing rules on the operating systems and service provision of securities companies and derivatives business operators to be more
trust (REIT) or infrastructure fund (IFF) exceeding the specified proportion. As a result, FA will be prohibited from providing service in connection with securities offering or REIT or IFF establishment
Bangkok, December 4, 2013 ? The SEC is seeking public comment on revision of the rules to allow licensed brokerage firms to expand the service on overseas investment in a wider range of financial
investment advice service. Tipsuda Thavaramara, SEC Deputy Secretary-General said that capital market regulators around the world are now embracing technological advancement to enhance efficiency and
Energy System Engineering and Service Co., Ltd. Energy System Engineering and Service Company Limited (ESES) rendered assistance and support for Mr. Bhusana Premanode performed duties dishonestly and
Energy System Engineering and Service Co., Ltd. Energy System Engineering and Service Co., Ltd. (ESES) by Mr. Nanthawat Bhudithaiyarasak as a director of ESES, rendered assistance and support for Mr
0.59 Million Baht or 48.76% compared to the same period of last year because of the decreased in LPG usage in transportation sector. Then, there is no demand for new installation. 2. Construction service