, presenting the objectives of the event.Mrs. Pornanong Budsaratragoon, SEC Secretary-General, addressing "Directions for Regulating and Developing the Thai Capital Market to Build Trust and Confidence and

market business including intermediaries* are a key mechanism for addressing issues regarding development of a sustainable capital market for the benefit of investors, issuers and the capital market at

addressing potential damage from operational risks. For example, a lower ongoing capital requirement would be permissible specifically for intermediaries that only provide asset management services excluding

, (8) Trading across Borders, (9) Enforcing Contracts, and (10) Resolving Insolvency. In conducting the assessment, the World Bank takes into consideration governing laws and associated regulations, as

the operators. The report shall, however, contain information as specified by SEC. The required information will enable SEC to efficiently monitor the operator’s progress in resolving the complaints

services to its customers by preparing and submitting a correction plan for maintenance of NC within 30 days and resolving such problem within 90 days, during which periods customers and stability of the

criminals from using these channels to launder assets obtained from illegal activities, thereby addressing online crime.” The SEC advises the public and investors to be cautious when using the services of

(1) the changing IT usage in business practices, (2) the increasingly sophisticated technical approaches and mechanisms of cyber threats, (3) the revisions to preventive measures for addressing

, exchange of views and experiences, addressing issues and best practice, as well as roles of regulators with regard to sustainable financing.In addition, the IOSCO announced the World Investor Week during

Bangkok, November 19, 2014 - The SEC organized ?5th SEC Working Papers Forum?, presented two research papers addressing ?Behavioral Finance and Regulations Who won and Who lost?? The studies found