procedures as specified in the notification. In this regard, Bitazza failed to provide the management and operational data recording system by failing to present appropriate loan process and agreements to the

because the highest price on that day was lower and was decreasing during the submission of selling order. She also admitted sending the trading orders without her client's order from January 9, 2014 to

market auditor and determine a six-year period during which her applications for such approval will not be accepted. Since her previous approval had already expired on 4 August 2025, the SEC has set a

Tangkittrongcharoen and other 16 persons jointly manipulating the share price of POLAR. The details of the other 3 cases are as follows: - 31/07/2021 Filing a lawsuit accusing her and other 22 persons jointly

Royal Image of Her Royal Highness Princess Bajrakitiyabha Narendira Debyavati, Chair of the Friends in Need (of "PA") Volunteers Foundation, the Thai Red Cross Society. The SEC, as part of the Friends

development of digital assets and digital asset business operators in Thailand. Her presentation highlighted efforts to foster innovation within Thailand’s digital asset market. The event was held on 8 July

a trading order from the client's securities trading account without her client's order. {A} admitted doing such action, reasoning that she was unable to contact the client at the time the share

her client to buy derivative warrant without informing the client of specific risk of securities, the securities? last trading date and maturity date. {A} admitted that she advised the client to buy

responsible for the underwriting of Takuni Group Public Company Limited (TAKUNI) and CCN-Tech Public Company Limited (CCN) securities, by allowing Mr.Chupong to use her trading account to subscribe and receive

Market Supervisory Board, due to her failure to order or act in accordance with duties required to be performed. SEC Act S.300 in conjunction with 56(4) Settlement Committee Meeting No. 5/2025