accurate, complete, and up-to-date documentation by DA operators, including the safekeeping of client assets and the transactions of investment management. The proposed amendments would provide the SEC
projects of the Regulatory Guillotine scheme is scheduled to complete within the period of 2020-2021. The examples of pilot projects are as follows:1. Project to develop paperless processes for submission to
Bangkok, May 19, 2015 - The SEC suspended {A}, a securities investment consultant of RHB OSK Securities (Thailand) Plc. (RHB OSK) for failure to keep complete record of trading orders and failure to
securities trading account and failure to keep complete record of the securities trading orders.Following the report of Capital Nomura Securities PLC, the SEC further probed into the case and found that {A
Bangkok, February 20, 2015 - The SEC suspended {A}, a securities investment consultant of Siam Commercial Bank Plc. (SCB), for failure to provide complete information or advice. In this case, he
streams and timely investments made in strategic feedstocks. Relentless focus on operational excellence, cost rationalization and debottleneck projects have all helped play an important role in improving
surveillance. As a result, the Thai BDC is expected to increase its role in market surveillance and to develop the electronic trading platform to accommodate the Thai debt instrument marketûs future growth https
(Public Organization) (DGA). The awards are given to government agencies that have achieved a high level of transformation into a digital government, serving as a role model for other government offices
collaboration and exchange of views play a key role in setting the directions for a sustainable capital market. Meanwhile, we will further explore all suggestions and observations gathered during this joint
confidence in fundraising and investment, aiming to make the capital market a fundamental mechanism for sustainable economic growth. We will collaborate with the AIMC, which plays a key role in promoting