e-service Online Submission See canceled document Derivatives Dealer >> Activities NOT deem TO be classified AS operating securities business   Type Title Section See Document Status Notified Date

Perform Duty of Investment Analysis and Investment Consultant dated January 18, 2012. The said actions were also classified as prohibited characteristics of personnel in capital market according to Clause 6

agreements relevant to the transaction to facilitate the NPL management and collection business operation. While the transaction is classified as a sizable related party transaction and asset acquisition, the

, GLAND?s major shareholder, they are classified as related party transactions and acquisitions of assets required the approval of shareholders? meeting. In this connection, GLAND will propose such

investment planner, classified as a new category of regulated capital market personnel.

of the company and shareholders as a whole. The above transactions are classified as high value acquisition of assets required the shareholders? meeting approval with the vote of at least three fourths

clients. In addition, we remained cautious in credit underwriting of small and micro businesses, and focused mainly on existing customers with good track records or classified as low-risk customers. 2.2

standards, ethics, and rules of the Notification of the Office of the Securities and Exchange Commission concerning Approval of Auditors in the Capital Market as well as cooperate with the Office of the

the Notification of the Office of the Securities and Exchange Commission concerning Approval of Auditors in the Capital Market as well as cooperate with the Office of the Securities and Exchange

/News_Detail.aspx?SECID=8061 SEC requires AIE to make clarification and notifies AIE and AI to cooperate with auditors auditor?s findings in the audit of the company 2014 financial statements on cost of sales and