approved by the head of audit firms and submitted to the SEC within 5 months after the IT audit period, unless a waiver is granted by the SEC. The transitional period will end on May 31st, 2027, and the
Offering of Newly Issued Debt Securities is also granted an approval for offering for sale of debt securities to Institutional Investors (II), Ultra High Net Worth Investors (UHNW) and High Net Worth
operations or to material information access, and submit the letter requesting a relaxation to SEC by 14 May 2020. For the companies that have already been granted relaxation on submission of financial
establish witness protection measures which can be granted during the stage of SEC’s investigation. The measures will provide SEC another prospect to obtain credible information and evidence that will
application for approval of the BSmart ICO has been submitted, nor an approval has been granted by the SEC for such digital token offering. The investing public is strongly advised to be careful with the
efficiency of fund establishment. The waiver may be granted if there is no effect on Thai investors and without conflict with host jurisdiction regulations on investor protection, such as determination of
applicant fails to comply with the post-approval conditions. The amendments on whitewash are in accordance with the existing principles whereby the applicant shall be granted a waiver provided that the
} Company did not put in place the operational system in accordance with professional standards. The SEC therefore imposed one year suspension on the approval granted to {X1} Company as the financial advisor
beneficial to the Thai capital market development. Moreover, more than 10 scholarships for Master?s programs at NIDA will be granted to executives of both public and private sectors from other countries, such