derivative business operators. However, some relaxations will be granted for certain period of time; for instance, applicant?s qualifications, paid-up registered capital and capital requirement. This aims to
must be sold to institutional investors only; (4) An individual or a group of individuals may hold investment units at an amount not exceeding one third of the total units sold, except for those granted
granted for a limited term and renewal of such approval shall be considered by the SEC Office on the basis of investor contacts’ professional skills and knowledge, the SEC Office has issued guidelines for
Notification of the SEC Office No. SorKhor. 39/2549 Re: Approval for Investor Contacts and Standards of Conduct (No. 2) dated 19 December 2006, thereby approval for investor contacts shall be granted for a
for investor contacts shall be granted for a limited term and renewal of such approval shall be considered by the SEC Office on the basis of investor contacts’ professional skills and knowledge, the SEC
use valuation method and shall be granted exemption as follows: (1) in determining the fair value of equity instruments issued by PTT Public Company Limited for calculating the net asset value of mutual
) The opinion proposed to the shareholders as to whether the approval should or should not be granted to the applicant to acquire the newly issued securities without the requirement to make a tender offer
, YouTube and Line Application.However, no application for approval of the BSmart ICO has been submitted, nor an approval has been granted... https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7342 SEC
and may engage in the affiliated transaction for the fund only when an approval is granted by the mutual fund supervisor for the case specified in Clause 14, the conditions specified in Clause 15 are