Mr. Sawin Chindakul Mr. Sawin Chindakul, managing director responsible for the operation of Energy Earth Public Company Limited (“EARTH”) failed to supervise EARTH to prepare and submit the reviewed

Mrs. Ayuporn Karnasuta Mrs. Ayuporn Karnasuta, Chief Executive Officer responsible for the operation of K-TECH Construction Public Company Limited (“K-TECH”) failed to supervise K-TECH to prepare and

Mr. Chatchon Karnasuta Mr. Chatchon Karnasuta , Chief Executive Officer (Acting) responsible for the operation of K-TECH Construction Public Company Limited (“K-TECH”) failed to supervise K-TECH to

Ms. Jurairut Bonaitern Ms. Jurairut Bonaitern, Director responsible for the operation of SMC Power Public Company Limited (“SMC”) failed to supervise SMC to prepare and submit (1) the audited

Mr. Rapeepat Katekawee Mr. Rapeepat Katekawee, Director responsible for the operation of SMC Power Public Company Limited (“SMC”) failed to supervise SMC to prepare and submit (1) the audited

Mr. Vichet Thientong Mr. Vichet Thientong, Director responsible for the operation of Energy Earth Public Company Limited ("EARTH") failed to supervise EARTH to prepare and submit (1) the

Col. Khanayos Suksanguan Col. Khanayos Suksanguan, Director responsible for the operation of Energy Earth Public Company Limited ("EARTH") failed to supervise EARTH to prepare and submit (1

Mr. Partheep Chinsangtip Mr. Partheep Chinsangtip, Director responsible for the operation of Energy Earth Public Company Limited ("EARTH") failed to supervise EARTH to prepare and submit

shall comply with the regulations under Chapter 7; (8) capital market product trading service with limited discretion according to clients’ pre-determined investment scope shall comply with the

) supervise the personnel to provide portfolio advisory or investment strategy of program trading in consistent with the assessment result of the client’s risk profile and investment objective within the scope