approximately 90% of all sales. However, in compliance with the government’s order and measure to shut down shopping malls effective since March 22, 2020, the branches in shopping malls are permitted to provide
trustee is also a unitholder of the REIT [as permitted under Clause 13], the trustee shall cast any vote or take any action by taking into account the best interest of the overall unitholders by adhering to
(Level 3) in Chartered Financial Analyst (CFA) or Certified Investment and Securities Analyst (CISA) or any other equivalent courses as approved by the Office, or (c) being permitted by a foreign capital
, the Shares may only be offered or sold in Hong Kong to persons who are "professional investors" as defined in the Ordinance and any rules made under the Ordinance or in circumstances which are permitted
distribution to the customer, plain language and updated information shall be used and the date of making handbook shall be specified, no advertisement shall be permitted, and at least shall contain the
the licensed category, and other businesses as permitted by the SEC; (2) being able to show that its operational system will be prompt for operating securities business in the category of venture
Notification of the Capital Market Supervisory Board No. TorThor. 56/2559. Division 2 The Third Party Permitted to be a Service Provider for Outsourced Function Clause 10 5 An intermediary could outsource the
Permitted to be a Service Provider for Outsourced Function Clause 105 An intermediary could outsource the function under Clause 8 to the following third party without submitting an application for obtaining
Permitted to be a Service Provider for Outsourced Function Clause 105 An intermediary could outsource the function under Clause 8 to the following third party without submitting an application for obtaining
tightening of financial institutions in loans approvals due to the deteriorations in asset quality. Private investment contracted in the investment in construction from the decline in permitted construction