appropriately and sufficiently in line with the number of clients and the transaction volume;  2)    Rectifying the client acceptance policy to be consistent with the work systems capable of providing services

enterprises. The proposal is to alleviate obstacles in such securities offering and encourage private sectors and the public to participate more in national development in line with the government's policy

run.Notedly, SEC Thailand has strengthened strong cooperation with CLMV countries to promote regional connectivity in capital markets, in line with national policy related to the ASEAN Economic Community

guidelines focus on four key areas, namely PF management, work systems, investment management and complaint handling. The objective is to facilitate flexibility and adjustment in line with the diverse nature

order that the operation system will be more appropriate and flexible and in line with various types of business models. The operation system will also reduce burdens and obstacles in the business

SEC is conducting a public hearing on draft notification on financial statement forms for securities companies and derivatives business operators to be in line with Thai Financial Reporting

, and promoting listed companies? responsible business operation in line with the environmental, social and governance (ESG) criteria.The consultation paper is available at www.sec.or.th/hearing

required to examine the issue raised by the auditor whether the questionable transactions of land sales and purchases were in line with the normal course of business operation.Concurrently, the SEC

Stock Exchange of Thailand (SET). In case where irregular trading is found, the SET as a front-line regulator will refer the case to the SEC for further investigation. At present, a number of cases

quarterly financial statements of 2010 because the auditor was unable to satisfy whether the advertising expense was in line with the market price and whether the service of online and televised advertisement