the CIS operator to act or refrain from acting in case there is an action which may cause damages to the interest of the investors; (b) is not subject to the order of business suspension or revocation
foreign ETF operator is not subject to limitation or suspension of business or revocation of license or registration as securities business operator by foreign regulator, and such certification shall be
__________________________________________________ _____________________________________________________________________ 2. I/We am/are not currently being subject to any suspension or revocation order or action by Home Regulator regarding the
# # # # # # # # ขั้นตอนการกรอกขอมูลในแบบฟอรม EF-4 1. เลือกรายชื่อบุคคลที่ตองการเพิกถอนการปฏิบัติหนาที่ The revocation of the person(s) on the list below 2. เลือกผูมีอํานาจลงนาม Authorized Person 3. ระบุชื่อผู
termination of business or revocation of license, a licensee shall pay the unpaid fee or the remaining fee within thirty days from the date when the Minister approves the termination of business or revocation
remaining fee that exceeds the minimum fee under (1) shall be paid by 31 January of the following year. In case of termination of business or revocation of license, a licensee shall pay the unpaid fee or the
revocation of approval of auditor shall not affect the financial statements which have been audited and affixed with signature in giving opinions in cases where such financial statements have been submitted to