account the feedbacks and recommendations of the stakeholders participating in the previous hearing in August 2015. The consultation paper is available at www.sec.or.th. Stakeholders and interested parties
. Stakeholders and interested parties are welcome to submit comments through the website, or facsimile at 0-2695-4675 or email: chortip@sec.or.th and ajaree@sec.or.th. The public hearing ends on December 15, 2015.
0-2263-6445 or email jesada@sec.or.th or jaruwan@sec.or.th.The public hearing ends on March 8, 2016.
provide convenient, accessible channels for members seeking investment advice; 3) To provide investment advice on basic asset allocation; 4) To provide a standard fact sheet for fund committees to use as a
. Stakeholders and interested parties are welcome to submit comments through the website or facsimile at 0-2263-6502 or email: corporat@sec.or.th. The public hearing ends on March 14, 2016.
Bangkok, May 4, 2016 ? The SEC is seeking public comments on draft rules concerning qualifications of chief financial officers (CFO) and accountants who are the key preparers of financial statements
Bangkok, September 26, 2013 ? The SEC is seeking public comment on compiling and standardizing the rules and guidelines concerning all types of capital market personnel for ease-of- use. The consultation paper is available until October 7, 2013 The consultation paper is available on the SEC website at www.sec.or.th. Stakeholders and interested parties are welcome to submit comments through the website, or facsimile number at 0-2263-6311 or email address at rangrong@sec.or.th until October 7, 20...
Bangkok, May 30, 2013 ? The SEC is seeking public comment on the revision of regulations on capital market personnel for greater prudence, appropriateness and standards in order to enhance credibility of business operators and the Thai capital market. The proposed revision will extend the scope of capital market personnel who are subject to the prohibited characteristics to those with duties that are likely to have improper behavior and have adverse impact on clients and mutual funds. The person...