carefully supervise their investment consultants to provide investment advice to their clients based on securities? fundamental factors. The investment consultants are also required to remind investors to
Mr. Anurag Thareratanavibool Mr. Anurag Thareratanavibool, the chief executive officer responsible for the operation of AI Energy Public Company Limited (“AIE”), has failed to supervise AIE to submit
Mr. Thanit Thareratanavibool Mr. Thanit Thareratanavibool, the chief executive officer responsible for the operation of Asian Insulators Public Company Limited (“AI”), has failed to supervise AI to
concerning operation of securities business of the securities company, and risk management system to prevent damage from all risk in undertaking securities business in order to be in the level that has no
business of the securities company, and risk management system to prevent damage from all risk in undertaking securities business in order to be in the level that has no effect on businesses of securities
and proper for the role so assigned; (5) have procedures to monitor and supervise business conduct and behaviour of staff in order to examine and prevent the conduct or behaviour which may cause: (a
role so assigned; (5) have procedures to monitor and supervise business conduct and behaviour of staff in order to examine and prevent the conduct or behaviour which may cause: (a) negative image to the
to remain fit and proper for the role so assigned; (5) have procedures to monitor and supervise business conduct and behaviour of staff in order to examine and prevent the conduct or behaviour which
Ranking (Listed Company) สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 01 April 2022 18:57 Ranking - Listed Companies Please enter search criteria Issuer Sector Score Level Issuer