the Capital Market Supervisory Board No. Tor Thor. 65/2552 Re: Rules, Conditions and Procedures for Over-the-Counter Securities Brokerage Off the Stock Exchange of Thailand dated 3 August 2009; (8) The
procedures provided by the Office of the Securities and Exchange Commission in the electronic operational system of the Office of the Securities and https://publish.sec.or.th/nrs/4197pe_r.pdf Microsoft Word
. 34/2553 Re: Rules, Conditions and Procedures for Liquidation of Mutual Funds (No. 2) By virtue of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992) as amended by the Securities and
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maintain the qualifications and comply with the regulations as specified under Clause 6(3)(5)(6)(7)(a) to (m) in conjunction with Clause 12 and Clause 16/1 of the Notification of the Securities and Exchange
Securities and Exchange Commission KorKhor 2/2548 Rules, Conditions and Procedures for Appointment of Representatives for Sale or Acceptance of Redemption of Investment Units and Marketing Representatives of
difference in the procedures to the extent that it will not materially change the work system and personnel provided in the application; (2) the rules and regulations of the derivatives exchange necessary for
Section 98 Securities and Exchange Act B.E. 2535 Section 98. No securities company shall: (1) reduce its capital without an approval from the SEC; (2) engage in any act which may mislead its