of shareholding structure, whereby all legal entities in such group have relationship with each other as parent company or subsidiary company, or each legal entity in such group is held by the same
group of legal entities having relationship in respect of shareholding structure, whereby all legal entities in such group have relationship with each other as parent company or subsidiary company, or
2/1: (1) providing a complete work system ready to undertake the business of investment advisory service approved by the Office, which includes an internal control system in respect of giving advice
the shareholding in subsidiary companies To: President The Stock Exchange of Thailand Attachment: 1. Structure of the shareholding in subsidiary companies 2. Information on the Connected Transaction of
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director; (2) Being able to demonstrate that the supervisor has effective system for supervision and monitoring of the securities company at the management level in matters stipulated in sub-paragraph (1) so
exemption from the requirement of independent director; (2) Being able to demonstrate that the supervisor has effective system for supervision and monitoring of the securities company at the management level