The Approval of Personnel in the Capital Market Business

Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives

, Clause 37, Clause 38, Clause 43(3), and Clause 44 of the Notification of the Capital Market Supervisory Board No. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating

with knowledge and understanding of the high-risk or complex capital market products to communicate with and provide services to clients; (2) examine the client’s knowledge by taking the following

with knowledge and understanding of the high-risk or complex capital market products to communicate with and provide services to clients; (2) examine the client’s knowledge by taking the following

reference. 14 Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of

reference. Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of

reference. Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of

Determination regarding Types of Transactions in Capital Market Allowed to Use Form of Trust (No. 3)

Determination of Type of Transactions in Capital Market Eligible for Trust Creation