licensed private fund or mutual fund management company. ----------------------------------------------*Remark Institutional investors include:(1) Bank of Thailand(2) Commercial banks/ banks established
investment research in compliance with ASCO guidelines as approved by the SEC. The guidelines will include the requirements that brokers must produce investment research to cover at least 30 securities; each
disclosed at www.sec.or.th. _____________________________ Notes:1. Institutional investors include: (1) Asset managers under the SEC's supervision, e.g., asset management companies, private funds and
associated with the Project include liquidity risk of contractor business and sales would not go ahead as planned due to community opposition in the area nearby Wat Lengnoeiyi, causing delay of the Project
covers four main areas, i.e., fundraising, market and intermediaries, , financial products, and SEC organizational development. Fundraising: upcoming important projects include introduction of
improved include revisions of rules on management fees, information disclosure for investment decision, etc. Additionally, the SEC has been working on a number of projects for investor benefits in the long
in the capital market, development of investors, mechanisms to drive market discipline, and enhancement of enforcement efficiency. Initiatives include the preparation of the ?Sustainable Development
the amendments thereof) (“Notifications on Acquisition or Disposal of Assets”). The highest transaction size is 27.23 percent according to calculation basis based on total value of consideration which
the Notifications issued by virtue of such laws regarding management in the manner of deceit, fraud, dishonesty5 relating to offence against property, or lacking due care, loyalty or practice on code of
the corresponding period in the previous financial year shall also be provided. 13 2. The selected financial data presented shall include items generally corresponding to the following, except that the