) | - |- Branches (Section 92) | - |- Representatives Offices Establishment (Section 93) |- Complaint Handling |- Anti-money Laundering |- Information Technology |- Business Continuity Management (BCM) |- Arbitration

^10000&ps=2&mm=100&qf=title_th_default&fq=system_name%3AEnforcement&start=170&rows=10 171 - 171 of 171 results Sort by: Relevance Date (Newest) Date (Oldest) Criminal Complaint Filed with an Inquiry

) Criminal Complaint Filed with an Inquiry Official Dated 16/12/2011 Mr. Suriya Larbvisuthisin Mr. Suriya Larbvisuthisin colluded with others to trade shares of Metrostar Property PLC (METRO) during September

The Securities and Exchange Commission (SEC), represented by Ms. Archinee Pattamasukhon, Assistant Secretary-General and Head of the SEC Complaint Center, took part in a discussion on the topic

The Securities and Exchange Commission (SEC), represented by Ms. Rattaya Kotcharag, Assistant Director of the SEC Complaint Center, participated in a panel discussion on scammer tactics under the

The Securities and Exchange Commission (SEC), represented by Ms. Archinee Pattamasukhon, Assistant Secretary-General and Head of Complaint Center, joined a panel discussion on the topic, “Creating a

Earlier, the SEC filed a criminal complaint against JKN and the company’s former directors with the Department of Special Investigation (DSI) (as published in SEC News No. 139/2025 on 5 June 2025

. Furthermore, to report any leads concerning suspicious activities, please contact the SEC Complaint Center via Hotline 1207, or the SEC Facebook page: “สำนักงาน กลต.” or the SEC Live Chat on the SEC website

SEC Complaint Center via Hotline 1207 or SEC Facebook Page or SEC Live Chat on the SEC website.  

of December 2020.   In any case, to be eligible for the waiver or the rate cut of annual fee, the securities issuers must not have a record of criminal fining or criminal complaint for failure to