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more exhibitors were found to be engaging in securities, derivatives and digital asset businesses without proper license. The SEC therefore notified the event organizer to close the booths and suspend

who were her close relatives and friends instead. In so doing, she secretly used her supervisor’s computer to change the names of the persons having the right to such IPO allocation. Consequently, the

, 2009 or 6.46 baht per share and then on April 7, 2010 to close at 4.48 baht. Average daily trading volume also increased from 0.21 million shares to 14.78 million shares. These were done in concealment

financial reports on the close cooperation with all related parties, including auditors, accountants, audit committees, listed company executives as well as related accounting and audit regulatory bodies

Fund 75/25 (BLTF75/25) after only verifying the client?s name and the number of units to be redeemed without reviewing the client?s account statement nor calling for the client?s close attention to the

. The surging price of the offshore ETF at the close market on December 30, 2011, however, resulted in irregularly high domestic mutual funds? NAV. Following the incident, the SEC in January 2012

Economic Community (AEC), Thai capital market must be prompt for rapid change coming with wider business opportunity, economic growth and fierce competition. The SEC will keep close eyes on the development

through close coordination and collaborative mechanisms. Such cooperation aims to enhance the effectiveness of tracking fund flows and examining complex behavioral patterns.At the same time, the SEC has

ผู้ลงทุนอื่น ทำให้ผู้ลงทุนอื่นต้องเคาะซื้อในราคาที่สูงขึ้น ควบคุมราคาเปิดและปิด ด้วยการส่งคำสั่งซื้อหรือขายในช่วงก่อนตลาดเปิดทำการซื้อขาย (Pre – open) และปิดทำการซื้อขาย (Pre-close) ที่ส่งผลกระทบต่อราคา