เคนดิจิทัลดังกล่าวต้องไม่เข้าข่ายเป็นการนำสินทรัพย์ดิจิทัลมาใช้เป็นสื่อกลางในการชำระค่าสินค้าและบริการ (Means of Payment) ทั้งนี้ ก.ล.ต. จะเปิดรับฟังความคิดเห็นจากผู้ที่เกี่ยวข้อง ผู้สนใจ และประชาชน
payment) (2) สำหรับ “utility token พร้อมใช้” ที่ issuer ไม่ประสงค์นำเข้าจดทะเบียนซื้อขายบนศูนย์ซื้อขายฯ แต่ไม่เข้าเงื่อนไขได้รับยกเว้นการขออนุญาตเสนอขาย จะต้องมาขออนุญาตเสนอขายจาก ก.ล.ต. และต้อง
a representative of main operators said “The DIF Web Portal launched today is a digitalized service system for bond offerings in the primary market, from issuance, filing, subscription, payment and
Company Limited, the major shareholder of Hello LED, can take care of the compensation payment instead. If Hello LED is no longer able to operate its entire business, the maximum damage amount to MACO
sales of mutual funds, payments, and duties payment on appointing the agent. Furthermore, the Finnet also helps licensed entity decrease their own costs of investment, development, and system
, associated risks, criteria for returns payment and redemption, expenses and tax benefit conditions before making any investment decision to make sure that they would be entitled to receive benefits and would
the Civil Court for payment of the highest civil penalty specified by law and return of the benefits received from the commission of the offenses. Due to the Civil Sanction Committee’s imposition
client assets for personal gains by having his clients transferred payment for subscription of mutual fund investment units as well as their deposits into his own account. At the time of his wrongdoing
compensation payment to its local and international clients is underway. Following this case, the SEC sent a circular to all securities brokerage firms urging them to heighten the systems for internal control
KTB Securities? investigation report. From the SEC probe, it was found that the complainant was lured into transferring money into a bank account at KTB Securities for payment of securities trading and