such orders, paid the subscription money and accepted redemption money without making any objection. The total accumulated trading value was more than 800 million baht.  The misconduct above led to the

later informed his client of the trading orders already submitted. The client did not specify securities, amount and price but accepted the transactions. Making securities trading decisions on behalf of

financial statements considering the company?s 2010 financial statements not in compliance with the generally accepted accounting principles. The company did not arrange the assessment of value and quantity

} proposed his clients the portfolio investment in advance and the clients accepted all transactions proposed. In addition, the recorded conversation showed that {A} specified securities, prices and amount to

approval for the personnel working for them. In late last year, the SEC sought stakeholders’ opinions on the principles of the proposed amendment and most agreed with the proposal. Currently, the SEC is

Mr. Chalaem Semsarid During January 9, 2013 - February 28, 2013, Mr. Chalam Samsarid colluded or agreed with other principals to trade shares of Union Mosaic Industry Public Company Limited (“UMI

Mr. Promakran Srinarong During January 9, 2013 - February 28, 2013, Mr. Promakran Srinarong colluded or agreed with other principals to trade shares of Union Mosaic Industry Public Company Limited

Mrs. Kodchaphon Singtong During January 9, 2013 - February 28, 2013, Mrs. Kodchaphon Singtong colluded or agreed with other principals to trade shares of Union Mosaic Industry Public Company Limited

Mr. Chukiat Singthong During January 9, 2013 - February 28, 2013, Mr. Chukiat Singthong colluded or agreed with other principals to trade shares of Union Mosaic Industry Public Company Limited (“UMI

Mr. Prabpol Singtong During January 9, 2013 - February 28, 2013, Mr. Prabpol Singtong colluded or agreed with other principals to trade shares of Union Mosaic Industry Public Company Limited (“UMI