The Securities and Exchange Commission (SEC) organized a co-creation workshop in collaboration with wealth advisory businesses to promote business operations focusing on putting investors first
Development Goals (SDGs) into their business operations, while also understanding the risks and opportunities in the context of Sustainability. The workshop provided insights into the connection between the
investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous
Mr. Peerapong Jirasevijinda Mr Peerapong Jirasevijinda, a former Chief Executive Officer of BBL Asset Management Company Limited ("BBL") and the director of the Investment Committee, who
Mr. Santi Thananiran Mr. Santi Thananiran, a former Chief Investment Officer and Chairman of the Investment Committee of BBL Asset Management Company Limited ("BBL"), who is responsible for
Mr Peerapong Jirasevijinda From 12 July 2023 to 30 September 2024, Mr Peerapong Jirasevijinda, a former Chief Executive Officer and a Fund Manager of BBL Asset Management Company Limited (“BBL”), who
affect the company’s credibility should it undertake fund management business; (3) The management company has shown that it has prepared, for the operations of the branch office to be established, the
office or which may affect the company’s credibility should it undertake fund management business; (3) The management company has shown that it has prepared, for the operations of the branch office to be
establish a branch office, the Office may prescribe conditions on the following areas to be satisfied by a management company: (1) The scope of operations of the permitted branch office as it deems
) (“the Emergency Decree”), has a financial condition that may cause damage to clients and a management structure and personnel that are deemed inappropriate and insufficient for efficient and responsible