operators that provide custody of clients’ digital assets to establish https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9827 SEC launches “SEC Crypto Academy” to offer free e-learning courses on digital

margin loans and the loans to any particular client to ensure greater caution;   (3) To establish a concentration ratio for the securities used as collateral by each customer, ensuring it does not exceed

preparations for AMCs wishing to establish Thai ESG funds under the new conditions or to revise the existing fund scheme to enhance flexibility in making investments under the new regulations,” added SEC

balance mechanism to protect the rights of digital token holders. The ICO issuer must establish a check and balance mechanism and measures to prevent and manage conflicts of interest. Such mechanism and

is compulsory to obtain an investment management business license, establish the readiness of work systems and personnel and comply with the investment policy disclosed in the mutual fund schemes and

the purpose to enhance the quality of corporate governance and financial reports. The seminar covered important topics such as: Driving listed companies’ management to establish a tone at the top

establish clearer standards and guidelines for business operators. The IT system must maintain security, integrity and availability of work systems and data in regard to IT risks and cyber risks. This took

mai. To promote and create opportunities for SMEs and startups to access new funding sources suitable for their business size, SEC and SET therefore collaborate to establish channels for SMEs and

Malaysia, the Philippines, Singapore and Thailand.The ACMF agreed in March 2019 to establish a Digital Asset Oversight Network (Network) to promote information sharing amongst regulators in light of the

Exchange of Thailand to establish the Securities Investor Protection Fund (SIPF). The SIPF pays compensation for damages due to securities trading disputes between investors and market participants either