ot classified a ursuant to the ted Transactio ge of Thailan er company m xchange of Th ordingly. pany Limited as a transact e Notifications on pursuant t nd. However, more than 10% hailand disclo tion
Determination of Type of Juristic Person Classified as Institutional Investor 23/01/2004 06/01/2004 4. Notification of the Securities and Exchange Commission KorThor. 7/2547 Re: Registration of Derivatives
e-service Online Submission See canceled document Investment Advisory >> Activities not deem to be classified as operating securities business Type Title Section See Document Status Notified Date
e-service Online Submission See canceled document Derivatives Advisors >> Activities not deem to be classified as operating securities business Type Title Section See Document Status Notified Date
the Business Operation which Classified as Securities Business in the Category of Securities Dealing 08/12/2000 20/12/2000 Contact The Securities and Exchange Commission, Thailand 333/3 Vibhavadi
/3114pe.doc Translation intends to extend the due date by rolling over or extend the period of the deposit, such asset may be classified as a long-term deposit at a financial institution or an investment (as
require brokers to appropriately consider the credit risk management of their clients, including margin calls and force sell of collaterals; (5) To remove daily redemption fund from being classified as
hearing on the principles and draft regulations, as follows: 1. Designation of G-Token Characteristics: G-Tokens refer to digital tokens issued by the Ministry of Finance, classified as a loan raising by
such other businesses in general in compliance with the current regulations; (2) If other businesses have a high investment value as specified by the rules, they would be classified into two
paid-up capital suitable for the business nature and risks instead. In addition, the SEC Board has the power to exempt certain business undertaking from being classified as securities business such as