by virtue of the Royal Decree on the Digital Asset Businesses B.E. 2561 (2018), which became effective https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7038 SEC introduces rules for operating
assets or ICOs have applied for or obtained an approval from the SEC. Thus, anyone receiving information or solicited to https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7435 SEC issues rules on
/News_Detail.aspx?SECID=7435 SEC issues rules on management of digital wallets for custody of digital assets and keys Bangkok, 17 January 2023 – The Securities and Exchange Commission (SEC) has issued regulations
advertisement relevant details to the SEC for approval (Clause 34/5 of the Notification of the Securities and Exchange Commission No. Kor Thor. 19/2561 Re: Rules, Conditions and Procedures for Undertaking Digital
of the Office of the Securities and Exchange Commission No. Sor Nor. 48/2567 Re: Rules, Conditions and Procedures for Managing Private Funds that Are Not Provident Funds; (6) Notification of the
, which was deemed a failure to comply with the investor’s order. {A}’s misconduct above contravened rules and regulations set forth in the Notification of the Capital Market Supervisory Board.* In
investment. The conducts of all three contravened rules and regulations set forth in the Notification of the Capital Market Supervisory Board. In particular, both {D} and {A} failed to properly discharge
decisions for investors, while Nitchawan interfered with investors? assets by withdrawing and transferring securities of investors.Both offenders violated or failed to comply with the rules on capital market
more weight to practical rules and regulations developed from effective communication and understanding with all stakeholders. Rulemaking, however, will not be the only tool; other approaches are also
) and Bank of Thailand (BOT)? Making rules and regulations clearer for market participants? Improving shareholder redress, including through SEC enforcement? Finalizing convergence to International