Date 1. Act Securities and Exchange Act 2535 98 12/03/1992 16/05/1992 2. Notification of Capital Market Supervisory Board Tor Thor. 34/2556 Repeal of the Notifications related to Operation of
Securities and Exchange Commission OrYor. 7/2545 Re: Guidelines for the Consideration of the Business Operation which is Classified as Securities Business in the Category of Securities Underwriting 02
e-service Online Submission See canceled document Business Operation Rules >> Business Continuity Management (BCM) Type Title Section See Document Status Notified Date Effective Date 1. Notification
e-service Online Submission See canceled document Business Operation Rules >> Accept purchasing or selling orders outside head office or branch Type Title Section See Document Status Notified Date
e-service Online Submission See canceled document Business Operation Rules >> Net Liquid Capital Rule (Section 97) Type Title Section See Document Status Notified Date Effective Date 1. Act
e-service Online Submission See canceled document Business Operation Rules >> Executives / Personnel Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital
e-service Online Submission See canceled document Business Operation Rules >> Approval & Qualifications (Section 90, 91) Type Title Section See Document Status Notified Date Effective Date 1. Act
e-service Online Submission See canceled document Business Operation Rules >> Engagement in Other Businesses (Section 98(8)) Type Title Section See Document Status Notified Date Effective Date 1