Exchange Commission No. Kor Thor. 13/2563 Re: Guidelines for Considering Characteristics of Giving Advice to the Public Which Is Not Deemed an Undertaking of Securities Business in the Category of Investment
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shares to persons in the same group whereby the filing of the registration statemen is not required; (2) ESOP of repurchased shares in compliance with the rules and conditions specified by the SEC
investment objectives of sustainability development. Nevertheless, the disclosure on the ESG-related features of these mutual funds differ markedly and most of them do not explicitly disclose how the asset
long Libra will stay is not certain but social media and cryptocurrency are expected to stay long.The overall picture of Libra: On 18 June 2018, Facebook and its founding members – the world’s 28
, especially when solicited and promised higher profits with no risks. If the investing public are not observant, not informed, and not fully of the understanding of the products, or if they invest in
on investment advisor via crowdsourcing which are required to be granted SEC licenses. Investment advice must be made to general, not specific, investors and must be independent advice without