registered to be derivatives intermediaries; (6) a financial institution whose core business is under direct supervision of another regulatory agency and later obtained license to undertake securities business
which is supervised by a regulator located in a country whose supervisory measures on investment management are recognized by the SEC Office; For the purpose of intermediaries’ compliance with the
supervised by a regulator located in a country whose supervisory measures on investment management are recognized by the SEC Office; For the purpose of intermediaries’ compliance with the aforesaid provision
No.11/2019 , held on December 27, 2019, resolved to grant approval for the Company to make an agreement to lease the office space and services with F 7 Rent Co.,Ltd., whose shares are held by the
Infrastructure Fund _____________________ Clause 6. Person with the following qualifications shall be deemed to have been approved by the SEC Office as manager of infrastructure fund: (1) being a person whose name
particular, the stewardship responsibilities of those whose primary activities are related to asset ownership may be different from those whose primary activities are related to asset https://www.sec.or.th
: * Digital Assets (DA) refer to (1) investment tokens and (2) crypto assets, i.e., (2.1) cryptocurrency whose value is tied to another currency (stablecoin), ex., Central Bank Digital Currency (CBDC), and
) cryptocurrency whose value is tied to another currency (stablecoin), ex., Central Bank Digital Currency (CBDC), and cryptocurrency whose value is not tied to another currency (blank coin), ex., Bitcoin, and (2.2
increase of trading credit lines of several clients who submitted incomplete financial documents, or whose financial condition was materially inconsistent with their financial transactions, or whose