-General, stated in her opening speech: “The SEC Thailand is delighted to co-organize this important workshop whose objectives align with our efforts to promote respect for human rights, including gender
the mobile application “SEC Check First”, verify information before making investment decisions by directly inquiring the companies or individuals whose names or photos are referred to, and strictly
characterized as a collective investment scheme (CIS)*, whose CIS operator is under the supervision of a foreign securities regulator that is an ordinary member of the International Organization of Securities
The Roadmap, whose development involved consultations with various stakeholders, ranging from issuers, institutional investors, information providers and ESG-related organisations via the ACMF
Public Limited Companies Act by holding a shareholders meeting as soon as possible to select new directors and fill vacant positions.In a letter to all individual IFEC directors whose name appear on the
compliance or exploit investors ? and integrity of directors and executives who must not have any prohibited characteristics.? The proposed rules also specify the qualifications of ICO portals whose roles are
, allowing employees whose membership ends due to leaving their employment as opposed to retirement to receive installment payment from the fund, and allowing employees who meet the retirement condition but
Institutional Investors; - The SEC Notification No. Nor Por. 2/2559 Re: Guidelines for Determination of Title of Mutual Fund Which Shall Be Dissolved or Whose Units Shall Be Automatically Redeemed upon
Limited (RASA)*, whose names and offenses are as follows:(1) Mr. Rapi Pinijchob disseminated false statements, (2) Ms. Chanthani Thanompongchat took advantage of inside information to buy RASA shares and
and whose shares are primarily listed on the main market of an exchange in jurisdictions which are signatories to the MOU. Where corporations satisfy the requirements set out in the Framework