Bangkok, 3 August 2023 – SEC has ordered a revocation of an investment consultant approval on Mr. Teerasak Tipboonsri for 10 years for failure to perform duties with loyalty, misappropriating
market investment consultant in case of Panadda for ten years and the approval as securities investment consultant in case of {B} for four years and eight months. The revocation will be effective from
shall pay the fees within the 31st day of January of the following year. In case of termination of business or revocation of license, the licensees shall pay the unpaid fee or the remaining fee within
Licensees shall pay the fees within the 31st day of January of the following year. In case of termination of business or revocation of license, the licensees shall pay the unpaid fee or the remaining fee
) revocation of approval by the SEC Office in accordance with Clause 6. Clause 8 This Notification shall come into force from 16 August 2020. Notified this 20th day of July 2020. Pichit Akrathit Chairman
thirty days before terminating the services or before the expiration date in accordance with the procedures and methods specified in the Licensing Manual for the Public. (2) revocation of approval by the
) revocation of approval by the SEC Office in accordance with Clause 5. Clause 7 This Notification shall come into force from 16 August 2020. Notified this 20th day of July 2020. Pichit Akrathit Chairman
; (2) revocation of approval by the SEC Office in accordance with Clause 5. Clause 7 This Notification shall come into force from 16 August 2020. Notified this 20th day of July 2020. Pichit Akrathit