Securities Company   17/02/1999 12. Report/Form (Notification of Securities and Exchange Commission) Form 104-3 Application Form for an Approval of Executive of Securites Comnpanies   13. Report/Form

;    - a civil monetary penalty of 500,000.00 Baht     - a bar from serving as a director or executive in a securities issuing company between 31/03/2020

of 500,000.00 Baht     - a bar from serving as a director or executive in a securities issuing company between 31/03/2020 and 30/03/2021     

executive committee, a director of Phol Dhanya Public Company Limited (PHOL) and a director of Phol Water Company Limited, which is a subsidiary company of PHOL. During 14 to 15 December 2016, he sold PHOL-W1

Mr. Perajed Suwannapasri Between 2019 and 2020, Mr. Perajed Suwannapasri, while serving as a director and executive of Gift Infinite Public Company Limited (“GIFT”) (now renamed as RSXYZ PUBLIC

Chunhajinda who was an executive of PHOL and a PHOL’s subsidiary called PHOL Water Company Limited. Subsequently, on 26 December 2016, she sold PHOL-W1 prior to the disclosure of such inside information to the

Chunhajinda who was an executive of PHOL and a PHOL’s subsidiary called PHOL Water Company Limited. Subsequently, during 16 December 2016 to 22 February 2017, she sold ordinary shares of PHOL prior to the

730,135.00 Baht     - a bar from serving as a director or executive in a securities issuing company between 04/12/2019 and 03/12/2020     - a bar from

Mr.Pongsak Lothongkam During June 2018, Mr.Pongsak Lothongkam while being chief executive officer, director and managing director of SVI Public Company Limited (SVI), knew or possesed the inside

Miss Nontiya Ponlawat During June 2018, Mr.Pongsak Lothongkam while being chief executive officer, director and managing director of SVI Public Company Limited (SVI), knew or possesed the inside