Exchange of Thailand (SET) Copy for : Secretary-general Securities and Exchange Commission Dear Sirs Union Pioneer Public Company Limited would like to inform on the 3rd type of related party transaction

Bangkok, 17 October 2023 – SEC warns the private sector to beware of the activities which may be deemed the undertaking of the SEC-supervised securities, derivatives, and digital asset businesses

business legally under the law of home country;? -?supervised by an IOSCO member regulator; -?not having a business premise in Thailand, except through shareholding in an SEC approved local CRA; and

which is supervised by a regulator located in a country whose supervisory measures on investment management are recognized by the SEC Office; For the purpose of intermediaries’ compliance with the

supervised by a regulator located in a country whose supervisory measures on investment management are recognized by the SEC Office; For the purpose of intermediaries’ compliance with the aforesaid provision

LIMITED Please enter search criteria Search Company ONEE: THE ONE ENTERPRISE PUBLIC COMPANY LIMITED PIMO: PIONEER MOTOR PUBLIC COMPANY LIMITED UPF: UNION PIONEER PUBLIC COMPANY LIMITED   Reset THE ONE

trust)—may be managed by entities other than asset management companies (CIS operators). These entities are, however, supervised by foreign securities regulators that are ordinary members of IOSCO

supervised in response to the changing scenarios to enhance investors’ trust and confidence. In this connection, the SEC sets priorities for policy measures, developmental and supervisory, that can keep pace

จำกัด (มหาชน) กรุณาระบุเงื่อนไขในการค้นหา ค้นหาบริษัท ONEE: บริษัท เดอะ วัน เอ็นเตอร์ไพรส์ จำกัด (มหาชน) PIMO: PIONEER MOTOR PUBLIC COMPANY LIMITED UPF: UNION PIONEER PUBLIC COMPANY LIMITED   ล้างเงื่อนไข

authorised and supervised by the home regulator that is a signatory, and established for offering for sale under the Mutual Recognition of Funds between Hong Kong Special Administrative Region of the People's