1, 2022 to April 21, 2025, Merkle failed to comply with the rules, conditions and procedures as specified in the notification of the Securities and Exchange Commission. In this regard, Merkle’s 11
Wealth Asset Management Company Limited— as a company licensed securities brokerage, failed to comply with the rules, conditions and procedures as specified in the notification. In this regard, there were
Facebook account, demonstrating an intention to provide services to customers in public. In this regard, there was no evidence indicating that purchase or sale orders were routed through any digital asset
Sophonpanich, had changed her securities holding of BLA on 9 July 2021 and 27 Febuary 2024. In this regard, Mr. Chone had duty to prepare and disclose the report regarding Ms. Prapavadee's holding
. In this regard, Mr. Wang has the duty to prepare and disclose a report regarding his holding securities and the changes to such holdings (Form 59) to the SEC office within August 27, 2021, and
purchased SO shares on May 17, 2022. In this regard, Miss Kanthima has the duty to prepare and disclose a report regarding her holding securities and the chances to such holding [From 59] within November 22
And Leasehold Real Estate Investment Trust has changed his securities holding. In this regard, Mr. Anuwat has the duty to prepare and disclose a report regarding his holding securities and the changes
shares on June 7, 2022. In this regard, Miss Hathaichanok has the duty to prepare and disclose a report regarding her holding securities and the chances to such holding [From 59] within June 10, 2022
procedures as specified in the notification. In this regard, Bitazza failed to provide appropriate internal systems and processes for preparing, approving, and supervising advertisements. In particular
, 2025 – September 18, 2025, Bitazza, a digital asset broker, failed to comply with the rules, conditions and procedures as specified in the notification. In this regard, Bitazza's compliance system