of predicate offenses under the Anti-Money Laundering Act to include the offense relating to unfair securities trading under the Securities and Exchange Act; comprising imparting false or misleading
establish data sets and standards for certain information. The key points are summarized as follows: (1) To revise the reporting scope for business operators to include the submission of data
business. This also includes requirements related to information security audits and the qualifications of the auditor who must be qualified and independent; (3) Revising the requirements and guidelines in
, agencies, companies or related parties. When such fraudulent schemes are found, suggestions for deterrence actions to be taken include issuing investor warnings through the organization’s web site(s) and
be allowed by the end of this year. Criteria for CIS to be offered will include (i) offer must be made only to institutional investor and high net worth investor with specified investment
alternatives to non-retail investor in Thailand. In addition, offer for sale of ASEAN CIS to retail investor will be allowed by the end of this year.Criteria for CIS to be offered will include (1) offer must be
capital markets. Other key initiatives under ACMF include the ASEAN Trading Link among regional exchanges; the framework for Expedited Entry of Secondary Listings to allow for faster time-to-market for
will remain subject to the defined criteria.For outsourcing activities directly relevant to their core businesses, such as management information technology and client registrar, the business operators
that NC bond offerings comply with the revised definition of Qualified Subordinated Debt in addition to plain vanilla bonds. For example, obtain a credit rating, disclose additional information other
of all types. In addition, issuers of sustainability-themed bonds are required to disclose information and report to investors regarding sustainability aspects such as use of proceeds of the bond