in the same period of the previous year. This was mainly due to an increase of approximately Baht 12.26 million in fee for product distribution, for which the Company has since September 2018 engaged
(13) Mr. Nattapon Chalermpot – all appeared to have relationships with one another – had engaged in trading activities of FVC stocks, exhibiting a pattern of trading in mutual awareness or agreement
, they must establish a separate legal entity for this service. Additionally, they must not use any names or information that could mislead the public into believing that they are engaged in a digital
continuously engaged in discussions and cooperation with the SEC, AMLO, and other relevant agencies. This ongoing collaboration has culminated in the signing of the MOU among the three organizations today, aimed
According to referrals from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, it was revealed that six individuals, with relationship among themselves, had engaged in PRINC
According to referrals from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, it was revealed that during the months of December 2017 – May 2018, two groups of persons engaged
: Allowing business operators – also engaged in digital asset businesses and unable to maintain net capital due to rapid increases in the value of digital assets in custody or the trading volume of digital
) Discontinuing non-broker operations and ensuring their compliance with specified regulations. It was found that the company engaged in other businesses that could lead to conflicts of interest, and these
(e.g., close relative) and engages in irregular trading while the company has not disclosed the inside information, shall be deemed to have engaged in insider trading as well. In addition, it is illegal
by regional capital market professionals. The ACMF has engaged with the industry through the ACMF Industry Consultative Panels (AICP) in developing proposals that meet their needs and will continue to