both clients [or both groups of clients] are classified in the same category which have to be treated equally; (5) [i] providing inappropriate service of each type or category of businesses which has
both clients [or both groups of clients] are classified in the same category which have to be treated equally; (5) [i] providing inappropriate service of each type or category of businesses which has
the relevant rules and then will propose to the SEC Board for consideration and approval. The SEC and the SET also discussed possible review of the guidelines for the securities firm, as issued by
persons to sign on securities trading orders or other documents for themselves to prevent possible damage. ____________________________ * Pursuant to Clause 23(1) and the
management companies, as well as update their fund books (if any) on the following business day to prevent damage from possible frauds
August 2020. The meeting opened a stage for discussion and sharing of comments and suggestions on securities and derivatives business undertaking to create possible approaches for reducing obstacles and
premises of a service provider, investors should not pay in cash and should transfer the payment directly to the account of the service provider to prevent possible damage from frauds
specified by the SEC, and a local representative must be appointed to coordinate in the matter of disclosure and delivery of information to Thai investors as well as handling possible disputes. HK-TH MRF is a
same rules as much as possible, and (4) re-definition of the term, “major shareholder” based on “the number of the voting shares” instead of “the number of the outstanding shares” to truly reflect the
Limited Companies Act, to call for an extraordinary shareholders meeting for the election of new directors to fill the vacancies.The proposal is viewed by the SEC as a possible alternative to solve IFEC