with the rules specified by the SEC. “originator” means a person that transfers or will transfer an asset to or places or will place an asset with a special juristic person https://www.sec.or.th/TH
rules for the initial public offering of shares (IPO), and allocation of IPO shares in compliance with the criteria for subscription, sale and allocation. Additionally, the application must meet
. The SEC also prioritizes enhancing the capital market ecosystem for sustainability by developing disclosure rules, promoting financial products for sustainability and transition, encouraging
complies with the disclosure and/or reporting rules. The proposed principles and draft regulations contain the following essences: (1) Provide an alternative channel for Rehabilitation Listed Company
align the criteria for securities companies and derivatives business operators consistently, the CMSB, in its meeting in March 2024, resolved to amend the general approval rules for registered capital
. SEC is prepared to consider easing rules to make it more convenient and not too cumbersome. We have reached a conclusion and shared a common understanding. SEC is ready to receive applications for
of Thailand Re: Rules, Conditions and Procedures for Temporary Suspension of Listed Securities Trading B.E. 2562 (2019)
, to attend an ESG training course in addition to the existing compulsory training courses on rules and regulations, ethics or relevant laws, to ensure sufficient knowledge and regular review thereof in
ธุรกิจ ซึ่งต้องครอบคลุมระบบงานสำคัญ เช่น ระบบรับคำสั่งซื้อขาย ระบบการควบคุมความเสี่ยงเพื่อให้สามารถดำรงเงินกองทุนสภาพคล่องสุทธิ (Net Capital Rules) ระบบการจัดการลงทุน เป็นต้น รวมถึงช่องทางการสื่อสารเพื่อ
that should be suitable for each type of investors. She also mentioned the public hearing process that the SEC is undertaking to enhance regulatory rules and supervision of bond market to protect