. 49/2567 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries (No. 18); (5) Notification

Intermediaries Policy Department Director, Archinee Pattamasukhon said that the plan of the SEC to push for the “ease of switching” in the capital market can be categorized into three phases, including:(1

improved supervisory standards in many areas, including debts offerings, communicating expectations for securities business intermediaries to provide standard services for clients? best interest (putting

for intermediaries or their employees to use advance information on clients? trading orders of securities or derivatives to execute their own orders before clients? (front running), or disclose such

Financial Reporting Standards (IFRSs) and enhancing beneficial ownership disclosure and other non-financial disclosure? Strengthening auditor independence and effectiveness of market intermediaries

Financial Reporting Standards (IFRSs) and enhancing beneficial ownership disclosure and other non-financial disclosure??Strengthening auditor independence and effectiveness of market intermediaries

called ?investment supermarket? to allow other potential intermediaries to enter the capital market, thereby providing investors with more convenient access, as well as comparative data of asset management

companies? anti-corruption practices and thus should be extensively applied to the companies themselves along with their business partners, advisors, consultants, intermediaries or business representatives

accomplished multiple goals simultaneously; for instance, intermediaries and the exchanges? fundamentals remained sound and solid and thus strengthened their resilience to volatility. On progress of sustainable

aggressive role in developing the market, supervising intermediaries and establishing effective communication with stakeholders under the 4P?s Principle which consists of the following attributes