groups more efficiently, and procedures for clearer communication between selling agents and investors. The relevant regulations cover four key areas, namely: (1) the organizational structure, the roles
บลจ.เอง และกรณีไม่มีราคาตลาด) - การเปิดเผยข้อมูลหลังทำธุรกรรม 3 มาตรการควบคุมดูแล staff dealing + โยนไปประกาศสมาคม 1. นโยบายจาก BoD และระบบด้าน risk/ inside info/ การลงทุน/ COI 2. ต้องจัดเก็บเอกสารหลักฐาน
material impact on the management or controlling power or allocation of remunerations apart from the allocation based on shareholding percentage. 9.5 Inside information policy Describe the Company’s policies
LIMITED COM7 PUBLIC COMPANY LIMITED COMANCHE INTERNATIONAL PUBLIC COMPANY LIMITED COMMUNICATION AND SYSTEM SOLUTION PUBLIC COMPANY LIMITED CONCEPT LAND 9 COMPANY LIMITED CONIMEX COMPANY LIMITED COPPERWIRED
communication with and providing services to a client at least in accordance with the rules as prescribed in Clause 25/1; (4) having efficient system of operational control for examining and counterbalancing [the
relevant standards of business operation; (3/1) having systems for communication with and providing services to a client at least in accordance with the rules as prescribed in Clause 25/1; (4) having
requirements as specified in the Notification of the Securities and Exchange Commission concerning Operating System, Communication with Investors and General Performance of Trust Business as well as the rules
’ right exercising, prevention of the use of inside information, prevention of conflicts of interest, responsibility towards stakeholders, compensation in case of rights violation, anti-corruption action
shareholders and stakeholders, covering protection of shareholders, equitable treatment of shareholders, promotion of shareholders’ right exercising, prevention of the use of inside information, prevention of