manual gives more convenience to business operators wishing to apply for a digital asset business license by adding the checklist of required documents, the rules related to https://www.sec.or.th/EN/Pages
wallet provider, and other rules related to the digital asset business operations. The main objectives of the proposed amendments were to build an adequate and appropriate investor protection mechanisms in
registered capital of digital asset exchanges, brokers and dealers; (2) Revision of the Net Capital (NC) rules as follows: (a) Minimum NC requirement : a minimum value of 25 million baht for business
Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business dated 3 June 2014, as amended by the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 48
: https://publish.sec.or.th/nrs/10367s.pdf; (2) Notification of the Securities and Exchange Commission No. Kor Jor. 27/2567 Re: Rules, Conditions and Procedures for Approval of ICO Portals (No. 12): https
) of the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business dated 3 June 2014, as amended by the Notification of the
. Based on previous statistics of foreign investment, it is found that investment by Thai investors through securities companies is on the rise in line with SEC’s continuous relaxation of relevant rules and
investors entitled to invest on secondary markets, when drafting the relevant rules that will add alternatives for SMEs and startups to access funds through the capital market. It is expected that these
practices on personal data protection in compliance with the Personal Data Protection Act and supporting the issuance of subordinate rules and regulations under the Act which will be effective in 2021
-debt securities, and guidelines for business operation of brokers by repealing redundant regulations to facilitate implementation; (6) Revising approval of rules and regulations of clearing houses