| - |- Licensing (Section 90) | - |- Activities NOT deem TO be classified AS operating securities business | - |- Registered Capital (Section 96) | - |- Revocation of License (Section 147) | - |- Decrease in
suspension or revocation order or action by Home Regulator regarding the license or business activities. Yes No If “No”, please specify __________________________________________________
_____________________________________________________________________ 2. I/We am/are not currently being subject to any suspension or revocation order or action by Home Regulator regarding the license or business activities. Yes No If “No”, please specify
/cgi-bin/resultTOc.php?language=E&comp_id=0718 SEC instructs NUSA to clarify its asset disposition plan and revocation of share swap contract with WEH shareholders billion baht, and to authorize NUSA’s
digital asset business operator failing to comply with Section 35 of the Emergency Decree on Digital Asset Businesses B.E. 2561 (2018) may subject to consideration of license revocation
a consideration of license revocation pursuant to Section 35, Paragraph 3, of the Digital Asset Business Law.” ______________________Remarks:Related news releases and notifications: - SEC News No
failure to comply with Section 35 of the Emergency Decree may lead to the consideration of license revocation.” The SEC emphasizes the importance of monitoring the operations of business operators to
revocation of the company’s derivatives licenses for derivatives fund management and advisory services, also effective on 16 June 2023.Currently, Renaissance no longer has private fund clients under management
has considered that Nattapong failed to perform duties with loyalty* by committing wrongful acts against the investors’ assets, which was an offense liable to revocation of approval as securities
an offense liable to revocation of approval as securities investment consultant. However, the approval as securities investment consultant for {A} has already expired since 31 December 2019. SEC has